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Financial promotion: useful exemptions for financial services practice
Practical Law UK Practice Note 0-202-0015 (Approx. 25 pages)
Financial promotion: useful exemptions for financial services practice
A note outlining some exemptions from the financial promotion regime under section 21 of the Financial Services and Markets Act 2000 (FSMA) that may be of use to participants in the financial services industry, especially appointed representatives, intermediaries and other entities that are not authorised persons.
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