Enforcement: skilled persons reports (FSA: superseded with effect from 1 April 2013)

Resource type: Practice note

Status: Law stated as at 31-Mar-2013

Jurisdiction: United Kingdom

This document has been superseded by: Skilled persons reports

This practice note outlines the FSA's power under the Financial Services and Markets Act 2000 (FSMA) to appoint a "skilled person". It also considers the role of a skilled person and the use of a skilled persons report by the FSA and a firm.

This practice note is part of a practical guide to the FSA enforcement process, written by PLC Financial Services. For an index to the FSA enforcement process practical guide, see Practice note, A practical guide to the FSA enforcement process: index.

PLC Financial Services

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  • Resource ID: 2-386-8657
  • Law stated date: 31-Mar-2013
  • Products:  PLC UK Dispute Resolution, PLC UK Financial Services
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