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Extension of senior managers and certification regime (SM&CR): checklist of issues for employment lawyers
Practical Law UK Checklist 2-621-8426 (Approx. 12 pages)
Extension of senior managers and certification regime (SM&CR): checklist of issues for employment lawyers
A checklist of key HR issues arising from the extension of the senior managers and certification regime (SM&CR) to all firms authorised under the Financial Services and Markets Act 2000 (FSMA). The extension came into force in December 2018 for insurers, and December 2019 for other regulated firms.
Note: This checklist is no longer maintained. For a maintained checklist to help firms ensure they comply with their ongoing obligations under the SM&CR, see Complying with your obligations under the SM&CR: checklist.
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