Financial Conduct Authority (FCA)

Resource type: Glossary item

Status: Maintained

Jurisdiction: United Kingdom

The UK regulator responsible for regulation of the conduct of firms authorised under the Financial Services and Markets Act 2000 (www.practicallaw.com/7-107-5760) (FSMA). The FCA is also responsible for:

The FCA was established under Part 1A of FSMA.

Together with the PRA, the FCA is a successor regulator to the Financial Services Authority (www.practicallaw.com/8-524-8209) (FSA).

For further information, see Practice note, FCA: role, governance and powers (www.practicallaw.com/6-504-5439).

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  • Resource ID: 5-107-5761
  • Products:  IP&IT, PLC Arbitration, PLC Glossary, PLC Magazine (UK), PLC UK Commercial, PLC UK Construction, PLC UK Corporate, PLC UK Dispute Resolution, PLC UK Employment, PLC UK Environment, PLC UK Finance, PLC UK Law Department, PLC UK Pensions, PLC UK Private Client, PLC UK Property, PLC UK Public Sector, PLC UK Restructuring and Insolvency, PLC UK Share Schemes & Incentives, PLC UK Tax
  • This resource is maintained, meaning that we monitor developments on a regular basis and update it as soon as possible.
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