Restrictions on the promotion of collective investment schemes

Resource type: Practice note

Status: Maintained

Jurisdiction: United Kingdom

A note providing an overview of the restrictions on the promotion of collective investment schemes (CISs). It outlines:

  • Who can promote regulated and unregulated CISs.
  • Who CISs can be promoted to.
  • Whether the COBS 4 financial promotion rules apply to the promotion
  • Whether any exemptions from those rules are available.
PLC Financial Services

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  • Resource ID: 8-202-1172
  • Products:  PLC UK Financial Services
  • This resource is maintained, meaning that we monitor developments on a regular basis and update it as soon as possible.
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