Financial collateral arrangements

Resource type: Practice note

Status: Maintained

Jurisdictions: England, Wales

This note reviews the provisions of the Financial Collateral Arrangements (No 2) Regulations 2003 (SI 2003/3226).

It looks at the various matters that should be considered under the Regulations when either a security, stock lending or a repo arrangement is being entered into in respect of financial collateral such as cash, financial instruments (such as shares in companies and other tradeable securities such as bonds) or credit claims (loans made available by credit institutions).

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Resource information

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Resource ID: 8-212-1954
Products: PLC UK Finance, PLC UK Public Sector, PLC UK Restructuring and Insolvency
This resource is maintained, meaning that we monitor developments on a regular basis and update it as soon as possible.

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Topics

Restructuring and InsolvencyRestructuring and Insolvency (http://finance.practicallaw.com/9-103-2072)
Restructuring and Insolvency TransactionsRestructuring and Insolvency Transactions (http://finance.practicallaw.com/4-103-1268)
Restructuring and Insolvency: Basic ConceptsRestructuring and Insolvency: Basic Concepts (http://finance.practicallaw.com/5-103-1263)
Security and Quasi SecuritySecurity and Quasi Security (http://finance.practicallaw.com/6-103-1106)

Practice note: overview

Company voluntary arrangements (CVAs) Company voluntary arrangements (CVAs) (http://uk.practicallaw.com/topic6-107-3974)
Taking security Taking security (http://uk.practicallaw.com/topic2-107-4032)

Practice notes

Registration of charges created by companies and limited liability partnerships on or after 1 October 2009 Registration of charges created by companies and limited liability partnerships on or after 1 October 2009 (http://uk.practicallaw.com/topic7-385-5619)
Set-off and netting Set-off and netting (http://uk.practicallaw.com/topic5-264-7953)
Taking security over cash deposits Taking security over cash deposits (http://uk.practicallaw.com/topic8-201-9254)
Taking security over shares and debt securities Taking security over shares and debt securities (http://uk.practicallaw.com/topic8-200-4403)

Standard documents

Charge over shares and securities (certificated) Charge over shares and securities (certificated) (http://uk.practicallaw.com/topic4-336-6952)
Debenture Debenture (http://uk.practicallaw.com/topic3-202-3055)
Debenture: short-form Debenture: short-form (http://uk.practicallaw.com/topic1-203-9868)
Mortgage of shares and securities (certificated) Mortgage of shares and securities (certificated) (http://uk.practicallaw.com/topic3-322-7952)
Mortgage of shares and securities (uncertificated) Mortgage of shares and securities (uncertificated) (http://uk.practicallaw.com/topic8-264-2954)

Drafting note

Notice to third party of assignment: drafting note Notice to third party of assignment: drafting note (http://uk.practicallaw.com/topic1-107-5697)

Legal update: archive

Commission proposes to extend settlement finality and financial collateral directives Commission proposes to extend settlement finality and financial collateral directives (http://uk.practicallaw.com/topic6-381-3578)
FMLC urges clarification on "possession or control" under Financial Collateral Regulations following Lehman Brothers case FMLC urges clarification on "possession or control" under Financial Collateral Regulations following Lehman Brothers case (http://uk.practicallaw.com/topic0-523-4843)
Settlement finality and financial collateral arrangements: revised legislation Settlement finality and financial collateral arrangements: revised legislation (http://uk.practicallaw.com/topic1-504-3150)

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