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UK implementation of MiFID II
Practical Law UK Practice Note 9-621-6810 (Approx. 67 pages)
UK implementation of MiFID II
MiFID II, the MiFID II Directive (2014/65/EU) and the Markets in Financial Instruments Regulation (Regulation 600/2014) (MiFIR), repealed and recast the Markets in Financial Instruments Directive (2004/39/EC) (MiFID).
This note outlines at a high level how MiFID II was implemented in the UK.
For information on the post-Brexit regime under the UK MiFIR see Practice note, UK Markets in Financial Instruments Regulation (MiFIR).
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Also Found In
Resource ID 9-621-6810- Market abuse and market conduct
- Securities, Markets and Investments
- Conduct of Business Regime - Financial Services
- Regulatory Regime - Financial Services
- Regulated Activities
- Authorisation - Financial Services
- Client Assets - Financial Services
- Individual accountability
- Financial Promotion and Marketing
- MiFID II
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