| 1 | Abolition of default retirement age: letter to employees on ... A letter notifying employees of the implications of the abolition of the default retirement age (DRA). | Standard documents | 05-Apr-2011 |
| 2 | Advice to an employee on constructive dismissal Advice from a legal adviser to an employee who is considering whether to bring a claim for constructive dismissal. For further information on the law and practice in this area, see Practice note, Constructive dismissal. | Standard documents | Maintained |
| 3 | Advice to an employee on redundancy Advice from a legal adviser to an employee client explaining the employee's rights in a redundancy situation. The letter assumes that the employee has the necessary qualifying service for unfair dismissal. | Standard documents | Maintained |
| 4 | Advice to an employee on unfair dismissal Advice to an employee client who has recently been dismissed and is considering whether to bring a claim for unfair dismissal. The advice explains the potentially fair reasons for dismissal, the deadline to submit a claim for unfair dismissal to the employment tribunal and the remedies available for unfair dismissal, including compensation, reinstatement and re-engagement. | Standard documents | Maintained |
| 5 | Application for clearance under the non-statutory clearance ... Drafting notes to accompany the letter to HMRC seeking its view under the non-statutory clearance procedure. This drafting note was formerly known as Code of Practice 10 application: drafting note. | Drafting notes | Maintained |
| 6 | Application to HMRC under the non-statutory clearance ... Application to HMRC seeking its view under the non-statutory clearance procedure. Suitable for a company. This standard document was formerly known as Code of Practice 10: Letter to HM Revenue & Customs. | Standard documents | Maintained |
| 7 | Calculation of statutory redundancy payment A schedule to be used by an employer in a redundancy situation to provide to an employee to explain how their statutory redundancy payment is calculated. The calculation is subject to the statutory cap on a week's pay, which is increased in February each year. For the current amount, see Checklist, Current rates and limits. This schedule has been updated to take account of the changes made as a result of it becoming unlawful to discriminate on the grounds of age. Previously, service below the age of 18 and above the age of 65 was not taken into account and the payment was reduced by one-twelfth for each complete month by which the employee's age exceeded 64 (meaning that nothing was payable to an employee aged 65 or over). | Standard documents | Maintained |
| 8 | Capability procedure A procedure for managing capability and performance issues in the workplace, taking account of the Acas Code of Practice on Disciplinary and Grievance Procedures and other best practice advice from Acas. Integrated drafting notes. This document has integrated drafting notes embedded within the text. Click on a heading to read the note. See the Actions box on the right for additional viewing options. | Standard documents | Maintained |
| 9 | Collective Bargaining Agreement: Discipline and Discharge ... This Standard Clause can be included in a collective bargaining agreement (CBA) to set out standards for, and reserve rights for employers to, discipline and discharge union-represented employees. It is based on the National Labor Relations Act (NLRA), but may be used by private sector employers governed by another federal law or public sector employers. This Standard Clause has integrated drafting notes with important explanations and negotiating tips. | Standard clauses | Maintained |
| 10 | Compromise agreement (long form) An agreement between an employer and employee to compromise an employee's contractual and statutory claims on termination of employment. For a shorter compromise agreement suitable for a simple termination of employment see Standard document, Compromise agreement (short form). | Standard documents | Maintained |
| 11 | Compromise agreement (short form) A simple agreement between an employer and an employee to compromise an employee's contractual and statutory claims on termination of employment. For a more detailed compromise agreement, see Standard document, Compromise agreement (long form). | Standard documents | Maintained |
| 12 | COT3 wording Wording to be included on the form COT3 when a settlement of employment claims is conciliated though an Acas conciliation officer. Integrated drafting notes. This document has integrated drafting notes embedded within the text. Click on a heading to read the note. See the Actions box on the right for additional viewing options. | Standard clauses | Maintained |
| 13 | Disciplinary and capability procedure (short-form) A short-form procedure suitable for a small or medium-sized business to use in cases of misconduct or poor performance. It incorporates the essential elements of the longer Standard documents, Disciplinary procedure, Disciplinary rules and Capability procedure, and takes into account the Acas Code of Practice on Disciplinary and Grievance Procedures. | Standard documents | Maintained |
| 14 | Disciplinary procedure A procedure for use when contemplating disciplinary action against an employee for misconduct. It takes into account the Acas Code of Practice on Disciplinary and Grievance Procedures and other best practice advice from Acas. Integrated drafting notes. This document has integrated drafting notes embedded within the text. Click on a heading to read the note. See the Actions box on the right for additional viewing options. | Standard documents | Maintained |
| 15 | Disciplinary rules Standard disciplinary rules and examples of misconduct and gross misconduct, for use in conjunction with Standard document, Disciplinary procedure. Integrated drafting notes. This document has integrated drafting notes embedded within the text. Click on a heading to read the note. See the Actions box on the right for additional viewing options. | Standard documents | Maintained |
| 16 | ET1 for disability discrimination and unfair dismissal Sample wording to be attached to a claimant's ET1, showing how, typically, a claim for disability discrimination and unfair dismissal will be structured. The claimant will need to choose which arguments are most appropriate to their case and provide further details, as indicated. This ET1 assumes that the events complained of took place on or after 1 October 2010 (or else that there was a continuing act which spanned the previous discrimination legislation and the Equality Act 2010), and that the claim is being brought under the Equality Act 2010. | Standard documents | Maintained |
| 17 | ET1 for race discrimination and unfair dismissal This standard document contains sample wording to be attached to an ET1 detailing a claimant's race discrimination (and related unfair dismissal) claims. It assumes that the events complained of took place on or after 1 October 2010 (or else that there was a continuing act which began before but continued after that date) and that, therefore, the race discrimination claims are brought under the Equality Act 2010. | Standard documents | Maintained |
| 18 | ET1 for religion or belief discrimination and unfair dismissal This standard document contains sample wording to be attached to an ET1 detailing a claimant's religion or belief discrimination (and related unfair dismissal) claims. | Standard documents | Maintained |
| 19 | ET1 for sexual orientation discrimination and unfair dismissal This standard document contains sample wording to be attached to an ET1 detailing a claimant's sexual orientation discrimination (and related unfair dismissal) claims. | Standard documents | Maintained |
| 20 | ET1 for statutory redundancy payment Sample wording to be attached to a claimant's ET1 claim form, showing how, typically, a claim for a statutory redundancy payment will be drafted. | Standard documents | Maintained |
| 21 | ET1 for unfair dismissal: capability (ill health) Sample wording to be attached to a claimant's ET1 claim form, showing how, typically, a claim for unfair dismissal will be drafted when an employee has been dismissed by reason of capability due to ill health. | Standard documents | Maintained |
| 22 | ET1 for unfair dismissal: capability (poor performance) Sample wording to be attached to a claimant's ET1 claim form, showing how, typically, a claim for unfair dismissal will be drafted when an employee has been dismissed for capability (poor performance). | Standard documents | Maintained |
| 23 | ET1 for unfair dismissal: misconduct Sample wording to be attached to a claimant's ET1 claim form, showing how, typically, a claim for unfair dismissal will be drafted when an employee has been dismissed for misconduct. | Standard documents | Maintained |
| 24 | ET1 for unfair dismissal: redundancy Sample wording to be attached to a claimant's ET1 claim form, showing how, typically, a claim for unfair dismissal will be drafted when an employee believes they have been made redundant unfairly. | Standard documents | Maintained |
| 25 | ET1 for whistleblowing and unfair dismissal A sample ET1 showing how, typically, a claim for detriment and unfair dismissal by a whistleblower will be structured. The Claimant will need to choose which arguments are most appropriate to their case and provide further details, as indicated. | Standard documents | Maintained |
| 26 | ET3 for disability discrimination and unfair dismissal A sample ET3 showing how, typically, a response to a claim for disability discrimination and unfair dismissal will be structured. The respondent will need to choose which arguments are most appropriate to its case and provide further details, as indicated. This ET3 assumes that the relevant events took place on or after 1 October 2010 (or else that there was a continuing act which spanned the previous discrimination legislation and the Equality Act 2010) and that the respondent is responding to a claim brought solely under the Equality Act 2010. | Standard documents | Maintained |
| 27 | ET3 for race discrimination and unfair dismissal This standard document contains sample wording to be attached to an ET3, showing how an employer's response to race discrimination (and related unfair dismissal) claims might be structured. It assumes that the relevant events took place on or after 1 October 2010 (or else that there was a continuing act which started before and continued after that date) and that, therefore, the race discrimination claims were brought under the Equality Act 2010. | Standard documents | Maintained |
| 28 | ET3 for religion or belief discrimination and unfair dismissal This standard document contains sample wording to be attached to an ET3, showing how an employer's response to religion or belief discrimination (and related unfair dismissal) claims might be structured. | Standard documents | Maintained |
| 29 | ET3 for sexual orientation discrimination and unfair dismissal This standard document contains sample wording to be attached to an ET3, showing how an employer's response to sexual orientation discrimination (and related unfair dismissal) claims might be structured. | Standard documents | Maintained |
| 30 | ET3 for statutory redundancy payment A sample ET3 showing how, typically, a defence will be drafted to a claim for a statutory redundancy payment. | Standard documents | Maintained |
| 31 | ET3 for unfair dismissal: capability (ill health) A sample ET3 showing how, typically, a defence will be drafted to a claim for capability (ill health) unfair dismissal. | Standard documents | Maintained |
| 32 | ET3 for unfair dismissal: capability (poor performance) A sample ET3 showing how, typically, a defence will be drafted to a claim for capability (poor performance) unfair dismissal. | Standard documents | Maintained |
| 33 | ET3 for unfair dismissal: misconduct A sample ET3 showing how, typically, a defence will be drafted to a claim for misconduct unfair dismissal. | Standard documents | Maintained |
| 34 | ET3 for unfair dismissal: redundancy A sample ET3 showing how, typically, a defence will be drafted to a claim for redundancy unfair dismissal. | Standard documents | Maintained |
| 35 | ET3 for whistleblowing and unfair dismissal A sample ET3 showing how, typically, a defence to a claim for detriment and unfair dismissal by a whistleblower will be structured. The Respondent will need to adapt this to its circumstances and provide further details, as indicated. | Standard documents | Maintained |
| 36 | Letter agreeing to request to work beyond retirement date ... This standard letter is designed to be sent by an employer who has decided to agree (either partially or in full) to an employee's request to delay their retirement date. This letter should no longer be used. The statutory procedure setting out the employee's right to request working beyond a compulsory retirement date was abolished, subject to transitional provisions, on 6 April 2011 (see the drafting notes to this document and Practice note, Default retirement age: implications of its abolition). Under the transitional provisions, the last date for an employee to make a request to work beyond retirement age was 4 January 2012 and all such requests would have to have been dealt with by 5 April 2012 at the latest (see Practice note, Retirement before 6 April 2011: Effecting retirement: the duty to consider procedure). | Standard documents | 05-Apr-2011 |
| 37 | Letter dismissing employee for ill-health Letter to be used when dismissing an employee for ill-health. | Standard documents | Maintained |
| 38 | Letter giving final written warning for poor performance A letter to be used as part of a capability procedure, giving an employee a final written warning for poor performance. | Standard documents | Maintained |
| 39 | Letter giving first written warning for poor performance A letter to be used as part of a capability procedure, giving an employee a first written warning for poor performance. | Standard documents | Maintained |
| 40 | Letter inviting employee to meeting to discuss sickness ... Letter to be used when inviting an employee to attend a meeting to discuss sickness absence. | Standard documents | Maintained |
| 41 | Letter inviting employee to second or further meeting following ... Letter to be used when inviting an employee to attend a meeting to discuss their continued sickness absence. | Standard documents | Maintained |
| 42 | Letter of resignation (director) A letter of resignation by a director, acknowledging that there are no claims outstanding against the company. See also: Standard document, Letter of resignation (secretary) | Standard documents | Maintained |
| 43 | Letter of resignation (secretary) A standard form letter of resignation by a company secretary, acknowledging that there are no outstanding claims against the company. See also: Letter of resignation (director) | Standard documents | Maintained |
| 44 | Letter on termination: garden leave and restrictive covenants This document contains the paragraphs dealing with garden leave, restrictive covenants and associated matters which can be included in a letter dismissing a senior employee or in a letter acknowledging their resignation. | Standard documents | Maintained |
| 45 | Letter refusing request to work beyond retirement date (under ... A standard letter designed to be sent by an employer to an employee informing them that their request to work beyond retirement has not been successful and confirming that the employee's employment will terminate by reason of retirement. This document should no longer be used. The statutory procedure setting out the employee's right to request working beyond a compulsory retirement date was abolished, subject to transitional provisions, on 6 April 2011 (see the drafting notes below and Practice note, Default retirement age: implications of its abolition). Under the transitional provisions, the last date for an employee to make a request to work beyond retirement was 4 January 2012 (see Practice note, Retirement before 6 April 2011: Effecting retirement: the duty to consider procedure). | Standard documents | 05-Apr-2011 |
| 46 | Letter requesting attendance at a poor performance hearing Letter to be used as part of a capability procedure when inviting an employee to attend a poor performance meeting, to which the Acas Code of Practice on Disciplinary and Grievance Procedures applies. | Standard documents | Maintained |
| 47 | Letter requesting attendance at an appeal hearing This letter can be adapted for use following an employee's appeal against dismissal (for any reason, including conduct, capability, redundancy, illegality or some other reason), or against the employer's handling of a grievance. | Standard documents | Maintained |
| 48 | Letter responding to request to work beyond retirement (under ... This standard letter is designed to be sent by an employer to an employee outlining the procedure to be adopted after the employee has submitted a request to work beyond their retirement date. This letter should no longer be used. The statutory procedure setting out the employee's right to request working beyond a compulsory retirement date was abolished, subject to transitional provisions, on 6 April 2011 (see the drafting notes to this document and Practice note, Default retirement age: implications of its abolition). Under the transitional provisions, the last date for an employee to make such a request was 4 January 2012 (see Practice note, Retirement before 6 April 2011: Effecting retirement: the duty to consider procedure). | Standard documents | 05-Apr-2011 |
| 49 | Letter serving notice and offering employment on new terms A letter from an employer to an employee who has refused to consent to a change in terms of employment in which the employer gives notice of termination of the employee's current contract and offers re-employment on the new terms. | Standard documents | Maintained |
| 50 | Letter to confirm dismissal following previous warnings Letter to be used to confirm dismissal for misconduct or poor performance following previous warnings and a disciplinary or capability hearing. | Standard documents | Maintained |
| 51 | Letter to confirm formal verbal warning for poor performance A letter to be used as part of a capability procedure, confirming an employee's formal verbal warning for poor performance. | Standard documents | Maintained |
| 52 | Letter to confirm outcome of appeal This letter can be used for a variety of appeals, including those concerning grievances, disciplinary action and dismissals. | Standard documents | Maintained |
| 53 | Letter to confirm summary dismissal for gross misconduct ... Letter for use in the rare circumstances in which an employee may be dismissed immediately without a hearing under the Modified Dismissal Procedure set out in the Employment (Northern Ireland) Order 2003. Wherever possible it is preferable to suspend the employee pending an investigation rather than dismissing immediately. | Standard documents | Maintained |
| 54 | Letter to confirm summary dismissal for gross misconduct ... Letter confirming dismissal without notice for gross misconduct (with or without previous warnings) following a disciplinary hearing. | Standard documents | Maintained |
| 55 | Letter to dismiss employee with immediate effect with payment ... Letter for use in circumstances where an employer wishes to dismiss an employee with immediate effect and make a payment in lieu of notice to them. | Standard documents | Maintained |
| 56 | Model Exit Interview Questionnaire A standard form for interviewing exiting employees. This Standard Document is based on federal law. This Standard Document has integrated notes with important explanations and drafting tips. For information on state law requirements, see the State Q&A Tools under Related Content to the right. | Standard documents | Maintained |
| 57 | PAYE and employee NICs Indemnity A stand-alone PAYE indemnity from an employee (or former employee) or consultant for PAYE tax and NICs that the employer cannot deduct or has not deducted from payments. | Standard documents | Maintained |
| 58 | Payment in lieu of notice clause A clause for insertion in an employment contract (for example, Standard documents, Employment contract for a senior employee or Employment contract for a junior employee) giving the employer the discretion to make a payment in lieu of notice (PILON), and so terminate an employment contract with immediate effect without breaching the contract. Integrated drafting notes. This document has integrated drafting notes embedded within the text. Click on a heading to read the note. See the Actions box on the right for additional viewing options. | Standard clauses | Maintained |
| 59 | Redundancy letter (1): warning employees of possible ... A letter to be used by an employer in a redundancy situation (usually after an initial meeting with all employees who might be affected by the proposed redundancies) to explain why the employer is contemplating making redundancies and to warn them that they may be affected. | Standard documents | Maintained |
| 60 | Redundancy letter (2): informing employee representatives of ... A standard letter to be sent to elected employee representatives or representatives of a recognised trade union informing them that the employer proposes to make 20 or more employees redundant within a period of 90 days and initiating consultation. It includes a schedule explaining how the statutory redundancy payment is calculated. | Standard documents | Maintained |
| 61 | Redundancy letter (3): requesting volunteers for redundancy A letter to be used by an employer in a redundancy situation to send to the employees seeking volunteers for redundancy. | Standard documents | Maintained |
| 62 | Redundancy letter (4): confirming provisional selection for ... A letter to be used by an employer in a redundancy situation confirming an employee's provisional selection for redundancy and inviting them to the initial individual consultation meeting. | Standard documents | Maintained |
| 63 | Redundancy letter (5): follow-up to initial individual ... A letter to be used by an employer in a redundancy situation to send to an employee who has been provisionally selected for redundancy following the initial individual consultation meeting and inviting the employee to a further consultation meeting. | Standard documents | Maintained |
| 64 | Redundancy letter (6): offering alternative employment A letter to be used by an employer in a redundancy situation to offer alternative employment to an employee who has been given notice to terminate their employment by reason of redundancy. | Standard documents | Maintained |
| 65 | Redundancy letter (7): confirming dismissal for redundancy A letter to be used by an employer in a redundancy situation following the final individual consultation meeting to confirm dismissal for redundancy and serve notice or terminate the employee's employment. | Standard documents | Maintained |
| 66 | Redundancy policy A policy setting out a suggested approach for dealing with redundancy situations, including consultation, selection, redeployment and dismissal.Integrated drafting notes. This document has integrated drafting notes embedded within the text. Click on a heading to read the note. See the Actions box on the right for additional viewing options. | Standard documents | Maintained |
| 67 | Redundancy selection assessment form A form to be used by the employer in a redundancy situation to decide which employees in a pool should be selected for redundancy (on the basis of specified selection criteria), together with guidelines for managers completing the form. | Standard documents | Maintained |
| 68 | Request to work beyond retirement date (under the DRA) This is form to be completed by an employee who wants to make a request to work beyond a compulsory retirement date. The form may be annexed to a retirement policy, and ensures that all of the legal requirements for making a request are met. This document should no longer be used. The statutory procedure setting out the employee's right to request working beyond a compulsory retirement date was abolished, subject to transitional provisions, on 6 April 2011 (see the drafting notes below and Practice note, Default retirement age: implications of its abolition). Under the transitional provisions, the last date for an employee to make a request to work beyond retirement was 4 January 2012 (see Practice note, Retirement before 6 April 2011: Effecting retirement: the duty to consider procedure). | Standard documents | 05-Apr-2011 |
| 69 | Resolution (member): compensation payment to a director Under sections 215-222 of the Companies Act 2006, it is unlawful for a company to make to a director or former director any payment by way of compensation for loss of office or as consideration for or in connection with his retirement from office without particulars of the proposed payment being disclosed to the members of the company and the proposal being approved by the company in general meeting, unless the payment is a bona fide payment of damages for breach of contract or a pension payment in respect of past services. This is a specimen resolution to be used by a company to give approval to a compensation payment which is not a bona fide payment by way of damages for breach of contract or by way of a pension in respect of past services. Such a resolution can be passed as an ordinary resolution unless the company's articles require a higher approval level (such as a special resolution).For further background on compensation payments to directors, see Practice note, Transactions with directors and for information about the changes to be made under the Companies Act 2006, see Practice note, Transactions with directors: Companies Act 2006. | Standard clauses | Maintained |
| 70 | Retirement clause A clause for insertion in an employment contract (for example, Standard documents, Employment contract for a junior employee or Employment contract for a senior employee) providing for automatic termination of employment once the employee reaches the fixed (compulsory) retirement age set by the employer. It should only be used where the employer can objectively justify compulsory retirement of employees, and in fact is not necessary even in those situations, since termination on notice may be preferable to automatic termination. Integrated drafting notes. This document has integrated drafting notes embedded within the text. Click on a heading to read the note. See the Actions box on the right for additional viewing options. | Standard clauses | Maintained |
| 71 | Retirement policy for employers with a fixed retirement age Following the abolition of the default retirement age (DRA), a retirement policy for employers with a fixed (compulsory) retirement age. Integrated drafting notes. This document has integrated drafting notes embedded within the text. Click on a heading to read the note. See the Actions box on the right for additional viewing options. | Standard documents | Maintained |
| 72 | Retirement policy for employers with no fixed retirement age Following the abolition of the default retirement age (DRA), a retirement policy for employers with no fixed (compulsory) retirement age. Integrated drafting notes. This document has integrated drafting notes embedded within the text. Click on a heading to read the note. See the Actions box on the right for additional viewing options. | Standard documents | Maintained |
| 73 | Schedule of loss (discrimination and unfair dismissal) A schedule of loss for use by claimants in discrimination (and related unfair dismissal) proceedings. | Standard documents | Maintained |
| 74 | Schedule of loss (unfair dismissal) A schedule of loss for use by a claimant in unfair dismissal proceedings. | Standard documents | Maintained |
| 75 | Separation and Release of Claims Agreement A separation agreement (also commonly referred to as a severance agreement) between an employer and a departing employee specifying terms of the employee's separation from employment, including a release of legal claims against the employer in exchange for a benefit. This Standard Document is drafted in favor of the employer and has integrated notes with important explanations and drafting tips. This Standard Document is based on federal law. For information on state law requirements, see the State Q&A Tools under Related Content to the right. | Standard documents | Maintained |
| 76 | Separation and Release of Claims Agreement (California) A California-compliant agreement between an employer and a departing employee specifying terms of the employee's separation from employment, including a release of legal claims against the employer in exchange for a benefit. This Standard Document is drafted in favor of the employer. It is based on California law and is intended for use with employees or businesses located in California. This Standard Document has integrated notes with important explanations and drafting tips. | Standard documents | Maintained |
| 77 | Settlement and Release of Claims Agreement: Single Plaintiff ... A model settlement agreement between an employer and an employee in a single plaintiff employment dispute, including a release of legal claims against the employer. This Standard Document is based on federal law. It is drafted in favor of the employer. It has integrated notes with important explanations and drafting tips. For information on state law requirements, see the State Q&A Tool under Related Content to the right. | Standard documents | Maintained |
| 78 | WARN Notice to Non-union Employees A sample notice that employers must provide to non-unionized employees in the event of a plant closing or mass layoff covered by the federal Worker Adjustment and Retraining Notification (WARN) Act. This Standard Document includes integrated notes explaining the information that must be included in the notice, how the WARN notice should be served and other important explanations and drafting tips. It is drafted in compliance with the federal WARN Act. For further information about states with mini-WARN Acts, see the State Q&A Tool under Related Content to the right. | Standard documents | Maintained |
| 79 | WARN Notice to State Dislocated Worker Unit and Chief ... A sample notice that employers must provide to the state dislocated worker unit and local chief elected official located where employees are impacted by a plant closing or mass layoff covered by the federal Worker Adjustment and Retraining Notification (WARN) Act. This Standard Document includes integrated notes explaining the information that must be included in the notice, how the WARN notice should be served and other important explanations and drafting tips. It is drafted in compliance with the federal WARN Act. For more information about states with mini-WARN Acts, see the State Q&A Tool under Related Content to the right. | Standard documents | Maintained |
| 80 | WARN Notice to Union A sample notice that employers must provide to each union representing its employees impacted by a plant closing or mass layoff covered by the federal Worker Adjustment and Retraining Notification (WARN) Act. This Standard Document includes integrated notes explaining the information that must be included in the notice, how the WARN notice should be served and other important explanations and drafting tips. It is drafted in compliance with the federal WARN Act. For further information about states with mini-WARN Acts, see the State Q&A Tool under Related Content to the right. | Standard documents | Maintained |