| 1 | Financial Services Act 2012 An overview of the Financial Services Act 2012 (FS Act), the primary legislation enabling the government's reforms of the UK financial services regulatory structure. It also includes links to relevant PLC Financial Services content relating to individual provisions in the FS Act. For information on the parliamentary progress of the FS Act, see Legislation tracker: Financial Services Act 2012. This note is part of a series of notes relating to the new UK financial services regulatory structure. For more information, see Practice note, A guide to the new UK financial services regulatory structure: index. | Practice note: overview | Maintained |
| 2 | FSMA overview An overview of the Financial Services and Markets Act 2000 (FSMA). | Practice note: overview | Maintained |
| 3 | Market Abuse Directive: overview A brief introduction to the Market Abuse Directive and its implementation in the UK, with links to PLC resources on the Directive. | Practice note: overview | Maintained |
| 4 | Prospectus Directive: overview A brief introduction to the Prospectus Directive and its implementation in the UK and links to PLC resources on the Directive. | Practice note: overview | Maintained |
| 5 | FCA: role, governance and powers An overview of the FCA, the UK financial services regulator responsible for the conduct of firms authorised under the Financial Services and Markets Act 2000 (FSMA). The FCA is also responsible for the regulation of conduct in retail and wholesale financial markets, supervision of the trading infrastructure that supports those markets and the prudential regulation of firms not regulated by the PRA. The note considers the roles and responsibilities of the FCA, its legal status, its governance arrangements and the accountability mechanisms that apply to it. This note is part of a series of notes relating to the new UK financial services regulatory structure. For more information, see Practice note, A guide to the new UK financial services regulatory structure: index. | Practice notes | Maintained |
| 6 | Guide to UKLA technical and procedural notes A table showing the main items covered in the UKLA technical and procedural notes published in the UKLA Knowledge Base. | Practice notes | Maintained |
| 7 | Key dates for corporate lawyers: 2010 A practice note listing key forthcoming dates for corporate lawyers. For key dates in 2011, see Practice note, Key dates for corporate lawyers: 2011. | Practice notes | 31-Dec-2010 |
| 8 | Key dates for corporate lawyers: 2011 A practice note listing key forthcoming dates in 2011 for corporate lawyers. For anticipated key dates in 2012, see Practice note, Key dates for corporate lawyers: 2012. For all of PLC Corporate's updates on legal developments, see Corporate updates. | Practice notes | Maintained |
| 9 | Key dates for corporate lawyers: 2012 A practice note listing key dates of interest during 2012 for corporate lawyers. | Practice notes | 31-Dec-2012 |
| 10 | Key dates for corporate lawyers: 2013 A practice note listing key dates of interest during 2013 for corporate lawyers. | Practice notes | Maintained |
| 11 | Legislation tracker: Financial Services Act 2012 This legislation tracker monitored the legislative progress of the Financial Services Act 2012 (FS Act), the primary legislation relating to the government's reforms of the UK financial services regulatory structure, which took effect on 1 April 2013. For more information about the FS Act, see Practice note, Financial Services Act 2012. This practice note is part of a series of notes relating to the new UK financial services regulatory structure. For more information, see Practice note, A guide to the new UK financial services regulatory structure: index | Practice notes | 19-Dec-2012 |
| 12 | List! destination table A destination table showing the location of items from issues 1 to 25 of the UKLA newsletter List! in the UKLA technical and procedural notes. | Practice notes | 22-Nov-2010 |
| 13 | Market abuse and insider dealing This practice note outlines the background to the market abuse and insider dealing regimes under the Financial Services and Markets Act 2000, the Criminal Justice Act 1993 and the Financial Services Act 2012. It also identifies key PLC Financial Services content in this area. | Practice notes | Maintained |
| 14 | UKLA procedural and technical notes: destination table A destination table showing the location of items from the UKLA technical and procedural notes (published or endorsed on or around 7 October 2010) in the new UKLA technical and procedural notes published on 7 December 2012. | Practice notes | 07-Dec-2012 |