| 1 | Listing, Prospectus, Disclosure and Transparency Rules ... An outline of the application and structure of the LR, DTR and PR. | Practice note: overview | Maintained |
| 2 | Prospectus Directive: overview A brief introduction to the Prospectus Directive and its implementation in the UK and links to PLC resources on the Directive. | Practice note: overview | Maintained |
| 3 | Prospectus Rules know-how: index A series of notes giving summaries of and links to know-how relating to provisions of the Prospectus Rules. | Practice note: overview | Maintained |
| 4 | Guide to UKLA technical and procedural notes A table showing the main items covered in the UKLA technical and procedural notes published in the UKLA Knowledge Base. | Practice notes | Maintained |
| 5 | List! destination table A destination table showing the location of items from issues 1 to 25 of the UKLA newsletter List! in the UKLA technical and procedural notes. | Practice notes | 22-Nov-2010 |
| 6 | Listing requirements and the prospectus A summary of the listing requirements and listing application process for a UK company seeking admission to the Official List by the UK Listing Authority and admission to trading by the London Stock Exchange and the prospectus obligations. | Practice notes | Maintained |
| 7 | Listing, Prospectus, Disclosure and Transparency Rules ... An overview of the FCA's enforcement powers and remedies available when an issuer is in breach of its obligations under the Listing, Prospectus, Disclosure and Transparency Rules. | Practice notes | Maintained |
| 8 | LR know-how: LR 10 (Significant transactions: Premium listing ... This note provides access to know-how relating to Chapter 10 of the Listing Rules (LR 10), giving links to the relevant provisions of the Listing Rules and a summary of, and links to, know-how that may assist with the interpretation and understanding of those provisions. | Practice notes | Maintained |
| 9 | LR know-how: LR 11 (Related party transactions: Premium ... This note provides access to know-how relating to Chapter 11 of the Listing Rules (LR 11), giving links to the relevant provisions of the Listing Rules and a summary of, and links to, know-how that may assist with the interpretation and understanding of those provisions. | Practice notes | Maintained |
| 10 | LR know-how: LR 15 (Closed-Ended Investment Funds ... This note provides access to know-how relating to Chapter 15 of the Listing Rules (LR 15), giving links to the relevant provisions of the Listing Rules and a summary of, and links to, know-how that may assist with the interpretation and understanding of those provisions. | Practice notes | Maintained |
| 11 | LR know-how: LR 2 (Requirements for listing: All securities) This note provides access to know-how relating to Chapter 2 of the Listing Rules (LR 2), giving links to the relevant provisions of the Listing Rules and a summary of, and links to, know-how that may assist with the interpretation and understanding of those provisions. | Practice notes | Maintained |
| 12 | LR know-how: LR 6 (Additional requirements for premium ... This note provides access to know-how relating to Chapter 6 of the Listing Rules (LR 6), giving links to the relevant provisions of the Listing Rules and a summary of, and links to, know-how that may assist with the interpretation and understanding of those provisions. | Practice notes | Maintained |
| 13 | LR know-how: LR 8 (Sponsors: Premium listing) This note provides access to know-how relating to Chapter 8 of the Listing Rules (LR 8), giving links to the relevant provisions of the Listing Rules and a summary of, and links to, know-how that may assist with the interpretation and understanding of those provisions. | Practice notes | Maintained |
| 14 | LR know-how: LR 9 (Continuing obligations) This note provides access to know-how relating to Chapter 9 of the Listing Rules (LR 9), giving links to the relevant provisions of the Listing Rules and a summary of, and links to, know-how that may assist with the interpretation and understanding of those provisions. | Practice notes | Maintained |
| 15 | Marketing an initial public offering (IPO) A description of the marketing involved in an initial public offering (IPO). | Practice notes | Maintained |
| 16 | Prospectus Rules know-how: PR 1 (Preliminary) This note provides access to know-how relating to Chapter 1 of the Prospectus Rules, giving links to the underlying rules and a summary of and links to know-how which may assist with the interpretation and understanding of those rules. | Practice notes | Maintained |
| 17 | Prospectus Rules know-how: PR 2 (Drawing up the ... This note provides access to know-how relating to Chapter 2 of the Prospectus Rules, giving links to the underlying rules and a summary of and links to know-how which may assist with the interpretation and understanding of those rules. | Practice notes | Maintained |
| 18 | Prospectus Rules know-how: PR 3 (Approval and publication ... This note provides access to know-how relating to Chapter 3 of the Prospectus Rules, giving links to the underlying rules and a summary of and links to know-how which may assist with the interpretation and understanding of those rules. | Practice notes | Maintained |
| 19 | Prospectus Rules know-how: PR 4 (Use of languages and ... This note provides access to know-how relating to Chapter 4 of the Prospectus Rules, giving links to the underlying rules and a summary of and links to know-how which may assist with the interpretation and understanding of those rules. | Practice notes | Maintained |
| 20 | Prospectus Rules know-how: PR 5 (Other provisions) This note provides access to know-how relating to Chapter 5 of the Prospectus Rules, giving links to the underlying rules and a summary of and links to know-how which may assist with the interpretation and understanding of those rules. | Practice notes | Maintained |
| 21 | Prospectus Rules know-how: PR App 3 (Schedules and ... This note provides access to know-how relating to Annexes I to III, X and XXII of the Prospectus Regulation, as set out in Appendix 3 of the Prospectus Rules, giving links to the Appendix and a summary of and links to know-how which may assist with the interpretation and understanding of the relevant provisions. | Practice notes | Maintained |
| 22 | Prospectus Rules: annual information update An outline of the former requirement under the Prospectus Rules for issuers to prepare an annual information update. From 1 July 2012, the Prospectus Rules requirements for annual information updates have been removed by the Prospectus Amending Directive Instrument 2012 (FSA 2012/29). | Practice notes | 01-Jul-2012 |
| 23 | UKLA procedural and technical notes: destination table A destination table showing the location of items from the UKLA technical and procedural notes (published or endorsed on or around 7 October 2010) in the new UKLA technical and procedural notes published on 7 December 2012. | Practice notes | 07-Dec-2012 |