Payment and Settlement Systems
This part of the topic index contains resources on payment and settlement systems. Please select the resource that you require by clicking on the relevant tab below.
3
resources
These resources are maintained, meaning that we monitor developments on a regular
basis and update them as soon as possible.
| 1 | Checklist: Specified investments This checklist sets out the categories of investments specified in Part III of the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001 (SI 2001/544) (RAO). It includes examples of investments and identifies the relevant RAO provisions. For more information, see Practice note, Regulated activities order: overview: specified investments. | Checklists | Maintained |
| 2 | Flowchart: issuing e-money A flowchart setting out the main questions to be asked in order to determine whether a person is carrying on the regulated activity of issuing e-money within the scope of the Financial Services and Markets Act 2000 (FSMA). For further details on issuing e-money, see Practice note, Regulated activities: issuing e-money. | Checklists | Maintained |
| 3 | Wire Transfer Regulation: checklist A checklist that summarises good practices in complying with EU Regulation 1781/2006 on information on the payer accompanying transfers of funds (known variously as the "Wire Transfer Regulation", the "Payments Regulation" and the "Fund Transfers Regulation") that have been identified in payment services providers (PSPs). | Checklists | Maintained |