A flowchart setting out the main questions to be asked in order to determine whether a person is carrying on the regulated activity of issuing e-money within the scope of the Financial Services and Markets Act 2000 (FSMA). For further details on issuing e-money, see Practice note, Regulated activities: issuing e-money.
This checklist sets out the categories of investments specified in Part III of the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001 (SI 2001/544) (RAO). It includes examples of investments and identifies the relevant RAO provisions.
A checklist that summarises good practices in complying with EU Regulation 1781/2006 on information on the payer accompanying transfers of funds (known as the Wire Transfer Regulation (WTR)), that have been identified by the FCA in payment services providers (PSPs).